Compliance
Our Compliance solution offers you a rich, rules-based engine that’s accessible from various interfaces and offers a flexible programmatic interface with decision-making and querying functionality. Our solution uses entity, counterparty, and trade details combined with regulatory rules to check for compliance and preserves compliance decision information for recordkeeping and audit.
Industry Challenges
- Limited automation for real-time compliance
- Ensuring applicability of new and constantly changing regulatory rules
- Responding to regulatory inquiries and audits
Kinetix Solutions
- Enterprise level pre- & post-trade compliance for global regulations
- Comprehensive audit trail of regulatory compliance decision making
- Periodically reviewed and validated by legal experts
- Configurable to include in-house compliance
