Our Compliance solution offers you a rich, rules-based engine that’s accessible from various interfaces and offers a flexible programmatic interface with decision-making and querying functionality. Our solution uses entity, counterparty, and trade details combined with regulatory rules to check for compliance and preserves compliance decision information for recordkeeping and audit.
- Limited automation for real-time compliance
- Ensuring applicability of new and constantly changing regulatory rules
- Responding to regulatory inquiries and audits
- Enterprise level pre- & post-trade compliance for global regulations
- Comprehensive audit trail of regulatory compliance decision making
- Periodically reviewed and validated by legal experts
- Configurable to include in-house compliance